Handling of Personal Information
Purpose of Use of Personal Information
The Company does not expect to be using personal information in the normal course of operation, but may do so for any one or more possible business reasons.
Acquisition of Personal Information
The Company may acquire personal information from the following sources to the extent necessary for its business.
Management of Personal InformationThe Company will not disclose or provide to third parties any personal data of an individual without their prior consent, except for when it is based on laws and regulations and when we may entrust personal data to third parties to the extent necessary for business purposes, and when it is permitted by laws and regulations.
Provision of Personal Data to Third PartiesThe Company will maintain appropriate security to seek to prevent loss, alteration, improper access or the like regarding personal information.
Entrustment of Handling of Personal DataThe Company may entrust all or a part of the personal data in its possession to third parties to the extent necessary for business purposes. In the case of such entrustment, the Company will supervise the entity entrusted with such data.
Joint Use of Personal DataThe Company may share personal data jointly with its affiliates for internal administration subject to the terms of this policy.
Disclosure, Correction, Deletion, Discontinuation of Use, Etc. of Personal DataWhen the disclosure, correction, deletion, discontinuation of use or the like regarding retained personal data of an individual are sought in a disclosure requested in writing by such person himself/herself or his/her agent, the Company will respond in writing within a reasonable period and to a reasonable extent except for the case where, based on laws and regulations such disclosure etc. is not required.
Inquiry, Request, Complaint, Etc. About Handling of Personal InformationThe Company will endeavor to sincerely and promptly respond to inquiries, requests, complaints, regarding handling of personal information.
Daiwa SB Investments (USA) Ltd. is an investment adviser registered with the U.S. Securities and Exchange Commission. For institutional or professional investors only.